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January 2016 | Volume 4, Issue 1
EVIDENCE IN ACTION
A quarterly research brief from the
Center on Trauma and Children
Special Edition
The Biology of Stress Responses: Promising Potential for Pharmaceutical Prevention Agents 

This edition of Evidence in Action is an annual feature in which CTAC scientist-practitioners share clinical implications of a specific research study to illustrate how the findings can be used in trauma practice. For this issue, CTAC Faculty Associate, Debra Katz, M.D. discusses a 2015 paper published in Biological Psychiatry.
The reference for this paper is as follows:

Brachman, R.A., McGowan, J.C., Perusini, J.N. et al. (2015). Ketamine as a           prophylacticagainst stress-induced depressive-like behavior.Biological Psychiatry. Advanced online publicationdoi: 10.1016/j.biopsych.2015.04.022.  
This study on mice shows that the pharmaceutical agent, ketamine, may protect against stress-induced psychiatric disorders such as depression and Posttraumatic Stress Disorder (PTSD). If this research translates to humans, ketamine could potentially be the first pharmaceutical agent identified which prevents the development of stress-induced psychiatric disorders. This represents a novel mode of intervention in psychiatric illness, particularly stress-related disorders.
 
Stress and Psychiatric Illness
Stress commonly precedes the onset of psychiatric illness, especially in young or vulnerable populations. It is always surprising when some individuals experience extreme stress or adversity (e.g., disrupted attachment, maltreatment, sexual or physical abuse) and do not develop psychopathology, but the reasons for resilience are not well understood.
There is a large literature on factors that increase susceptibility to psychiatric illness but less on promoting resilience. Recent research in animal models suggests stress resilience is an active process, similar to the physiologic mechanisms that lead to susceptibility, not merely a passive decline in risk factors.

 
Treatments to increase resilience in humans have primarily included behavioral interventions such as psychotherapy and exercise. Research in mice has found that modulation of the immune system, blockade of stress hormones and genetic manipulation in addition to exercise and an enriched environment have enhanced resilience, but most of these interventions are not yet possible in humans. In humans, antidepressants and other medications are commonly used to treat existing symptoms or to protect against subsequent episodes of illness (Davidson, Pearlstein, & Londborg 2001[D1] ), but it is not known whether these medications can protect against a first episode of illness or increase resilience.
 
Ketamine[D2] [M3] 
Ketamine is a drug developed in 1962 that is used primarily as an anesthetic, for pain control, sedation and, more recently, as an antidepressant. It induces feelings of dissociation or hallucinations which has led to its recreational use.  Ketamine is typically administered as a single dose with its effects lasting for days or weeks. This made it an ideal drug for this study since its effect on stress resilience could be followed over 3-4 weeks. In psychiatry, there has been emerging research on the use of ketamine in treatment-resistant depression, bipolar disorder and for patients in suicidal crisis. Ketamine produces rapid antidepressant effects after administration, often within 2 hours, and its effects may last several weeks. The first evidence in humans that ketamine might work to prevent PTSD occurred during the Iraq war. In a study of 25,000 service members, approximately half were treated with ketamine for burns and had lower rates of PTSD (27%) as compared with those who had not received ketamine (46%) (McGhee, Maani, Garza, Gaylord, & Black, 2008), although these findings were not replicated in a subsequent study (McGhee, Maani, Garza, et al. 2014). A recent randomized controlled trial of chronic PTSD in adults shows rapid reduction of symptoms after a single dose of ketamine (Feder, Parides, & Murrough, 2014). Ketamine has not been studied in children for psychiatric purposes, but a recent case report documents its beneficial effect in a child with PTSD, severe aggression and emotional dysregulation who demonstrated sustained behavioral improvement for 8-13 days after receiving ketamine for two medical procedures (Donoghue, Roback, & Cullen, 2015).
 
The Study
 
Design
Using a chronic social defeat (SD) model, learned helplessness (LH) and a chronic corticosterone (CORT) model, researchers tested whether ketamine could protect against depressive-like behavior in mice. Two groups of mice were administered either ketamine or saline (placebo). Mice from both groups were subjected to 2 weeks of SD, LH training or 3 weeks of CORT. SD tests included measuring social avoidance in response to a dominant mouse and immobility in response to a forced swim test. Learned helplessness (LH) was induced by administration of inescapable shocks and mice were assessed in terms of the latency to escape the shock. In the CORT test, mice were administered either a single dose of ketamine or chronic fluoxetine (Prozac) treatment before 3 weeks of chronic glucocorticoid administration. Elevated glucocorticoids in mice cause behavior representative of anxiety/depression.
 
Findings
SD consistently induced depressive-like behavior in mice, but those given ketamine responded quite differently:
  • Mice treated with prophylactic ketamine were protected against the negative effects of SD.
  • A single injection of ketamine induced robust stress resilience that persisted for 3 weeks after ketamine injection.
  • The protective effects of ketamine were confirmed in both the LH and CORT models and persisted for at least 4 weeks post-administration.
  • Administration of fluoxetine (Prozac) before stress did not protect against stress-induced depressive behavior.
Implications 
Preventing the deleterious effects of trauma is important to clinicians. While many traumatic events are unpredictable, there are a number that are predictable or anticipated. In children, for example, these may include the death of a parent, placement in foster care, painful medical procedures or anticipated exposure to political violence or dislocation. This study demonstrates that in an animal model, a medication administered before a stressful event, can enhance resilience and prevent stress-induced disorders like PTSD and depression. While ketamine is currently being used clinically for treatment-resistant depression, bipolar disorder and suicidality, this medication warrants much more study before its potential use in humans, especially children. This study highlights the importance of thinking about preventive interventions in mental health care and emphasizes the impact of biology and biological interventions on the development of psychopathology.
Tips for Practitioners
  • Resilience may be promoted by both the biological and psychosocial environments; clinicians should recognize the interactions between these two environments.
  • Clinicians should consider and utilize biological and psychotherapeutic strategies to prevent and mitigate negative psychological responses to stress in children and their caregivers.
  • Clinicians should stay abreast of this rapidly expanding field of study to know the options for using ketamine or other substances as stress prevention agents for children and caregivers.
  • As the use of ketamine or other pharmaceutical agents is further explored, clinicians who work with trauma-exposed children should advocate for research to understand the potential for use with children and adolescents.
REFERENCES
Davidson, J., Pearlstein. T., Londborg, P et al. (2001). Efficacy of sertraline in preventing relapse of posttraumatic stress disorder: Results of a 28-week double-blind, placebo-controlled study. American Journal of Psychiatry; 158:1974-1981.

Donoghue, A.C., Roback, M.G., Cullen, D.R.(2015). Remission from behavioral dysregulation in a child with PTSD after receiving procedural ketamine. Pediatrics. Advance online publication doi: 10.1542/peds.2014-4152.

Feder, A., Parides, M.K., Murrough, J.W. et al. (2014). Efficacy of intravenous ketamine for treatment of chronic posttraumatic stress disorder: A randomized clinical trial. JAMA Psychiatry. 71(6):681-8. doi: 10.1001/jamapsychiatry.2014.62.

McGhee, L.L., Maani, C.V., Garza, T.H., Gaylord, K.M., Black, I.H. (2008). The correlation between ketamine and posttraumatic stress disorder in burned service members. Journal of Trauma. 64(2 Suppl): S195-8; discussion S197-8.

McGhee, L.L., Maani, C.V., Garza, T.H., Slater, T.M., Petz, L.N., Fowler, M. (2014). The intraoperative administration of ketamine to burned U.S. service members does not increase the incidence of post-traumatic stress disorder. Military Medicine. Aug; 179(8 Suppl):41-6. doi: 10.7205/MILMED-D-13-00481.
Further Reading & Information about Ketamine
 
Clinical Studies:
Donoghue, AC, Roback, MG & Cullen, KR (2015). Remission from behavioral dysregulation in a child with PTSD after receiving procedural ketamine. Pediatrics, 136(3). doi: 10.1542/peds.2014-4152.
  
Feder, A, Parides, MK, Murrough, JW, Perez, AM, Morgan, JE, Saxena, S, Kirkwood, K, aan het Rot, M, Lapidus, KAB, Wan, LB, Iosifescu, Charney, DS (2014). Efficacy of intravenous ketamine for treatment of chronic posttraumatic stress disorder: A randomized clinical trial. JAMA, 71(6). doi:10.1001/jamapsychiatry.2014.62.
 
Womble, A.L. (2013). Effects of ketamine on major depressive disorder in a patient with posttraumatic stress disorder.   American Association of Nurse Anesthetists Journal, 81(2).

 
Reviews of the Literature:
Naughteon, M, Clarke, G, O'Leary, OF, Cryan, JF & Dinan, TG. (2014). A review of ketamine in affective disorders: Current evidence of clinical efficacy, limitations of use and pre-clinical evidence on proposed mechanisms of action. Journal of Affective Disorders, 156. doi.org/10.1016/j.jad.2013.11.014.
 
Krystal, JH, Sanacora, G. & Duncan, RS. (2013). Rapid-acting glutamatergic antidepressants: The path to ketamine and beyond. Biological Psychiatry, 73(12). doi.org/10.1016/j.biopsych.2013.03.026
 
Murrough, JW (2012). Ketamine as a novel antidepressant: From synapse to behavior. Clinical Pharmacology and Therapeutics, 91(2). doi:10.1038/clpt.2011.244
 
Video:
Dennis Charney, MD talking about ketamine as a treatment for depression:  
http://bigthink.com/videos/can-ketamine-treat-depression-2
University of Kentucky Center on Trauma and Children
859-218-6901 | alwhit4@uky.edu | http://www.uky.edu/ctac
 


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