It's that time again when we are required to send you our Form ADV disclosure brochure and the most current copy can be found HERE
This year, we are pleased to announce that Life Planning Partners has been granted registration with the Securities and Exchange Commission (SEC) as of April 11, 2016. Having grown in the number of wonderful client families we work with and the investment accounts we are responsible for, we were required to shift our regulation from the State of Florida to the SEC.
You won't see any changes in what we do for you or how we work with you. It just changes a few of our verification procedures behind the scenes.
Just a few other regulatory reminders:
- We are required to adopt a code of ethics and provide a copy upon request. Call or email if you would like to take a look.
- Feel free to call us should you have questions on your investment proxies. We don't vote proxies directly but we are happy to help you decide what to vote if you are interested.
- As always, let us know if there are any changes in your financial situation or investment objectives, or if you wish to impose, add or modify any reasonable restrictions to the management of your accounts. These changes could impact how we manage your financial plan or your portfolio so it's important to keep us in the loop.
On another note the Termite Recovery Party was a huge success. We enjoyed seeing everyone, whether in costume or not! Here are a few pictures for those of you that couldn't attend.
As always thank you for being our client and we
welcome your questions, and comments on how we can serve you better.