Basics of All Aspects of Continuous Auditing and Monitoring
Presented by Danny M. Goldberg, CPA, CIA, CISA, CGEIT, CCSA
8 CPEs
DATE: Wednesday, January 9, 2013
LOCATION: BCBSSC Tower Auditorium
2501 Faraway Drive, Columbia, SC 29223
Free Parking
TIME:
Registration: 7:30 am (Breakfast served)
Seminar: 8:00 - 12 noon
Lunch: noon - 1:00 pm
Seminar: 1:00 - 5:00 pm
Pre-Registration and payment required at http://www.scisaca.org/ Click on future events, and locate this date. Checks and credit cards accepted for pre-registration.
Pricing*:
Early Bird: now until December 7, 2012
$100 - SC Midlands ISACA Members
$125 - Non-Members
Regular Registration: December 8, 2012 - January 4, 2013
$125 - SC Midlands ISACA Members
$150 - Non-Members
Late Registration: January 5, 2013 - January 8, 2013
$150 - SC Midlands ISACA Members
$175 - Non-Members
What you will learn:
Continuous auditing has changed the internal auditing paradigm from periodic reviews of a small sample of transactions to ongoing audit testing of volumes of transactions. This seminar focuses identifying what must be done to make effective use of information technology in support of continuous auditing.
Objectives:
� General overview of the concepts of continuous auditing and monitoring, including key terms.
� How to optimize usage of CA and CM in internal audit departments
� Use of CA/CM to deter fraud.
Agenda:
I. Introduction
II. What is CGRC and CA/CM and Types
a. Data Analytics
b. Continuous Monitoring
c. Continuous Auditing
d. Continuous Risk Assessment
e. Continuous Controls Monitoring
f. Data Warehousing
g. Data Mining
h. Fraud Detection Tool
III. Controls Monitoring/COSO Overview
IV. How to Use CA/CM in Your Organization
a. Benefits
b. Meta Control
c. Where to Apply Data Analytics
d. Generic Continuous Auditing Approach
e. Data Analytics Opportunities
V. Benford's Law
VI. Using CA/CM to Detect Fraud
VII. Fraud Red Flags
VIII. Comprehensive Example Using ACL
Danny M. Goldberg leads the Professional Development Practice at Sunera. Prior to joining Sunera in January 2011, Danny founded SOFT GRC, an advisory services and professional development firm. Danny has over 15 years of audit experience, including five as a CAE/Audit Director at two diverse companies.