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Patent Abandonment
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 Newsletter - June 2015
 
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Don't Loose your patent rights to Abandonment
how to avoid it
 
After a patent application has been filed for about 18 months it will publish and the patent prosecution process will usually begin.   The first an inventor knows about this is when his/her attorney receives notice from the patent office in the form of what is called an "Office Action".  Most often the patent office denies one or more (usually most) of the applicant's claims and gives the applicant and the patent attorney a fixed period ( usually 60 days) to respond to the Office action.

Properly, the applicant and the attorney put their heads together and file a response within the 60 day period in which case the patent office will reply again with a second office action until "3 strikes"  are reached.  To see how this process works in more detail watch this video.

However, just as often as not, for any number of reasons the attorney and applicant do not get their heads together in which case the time to file a response quickly runs out.

If no response is made, the patent office will declare the patent "abandoned"  which  means that not only will it not be granted, but everything that was disclosed in the patent application will become public domain prior art. Your abandoned application then can be used by any other inventor without penalty and it can and will be used against you should he choose to file a subsequent application.

Unless you really wish to give up on your invention you should not let this happen.

There  are several approaches one can take to prevent a patent from being abandoned. One of the most obvious is to file for an extension.  Extensions are a long honored American tradition in Income Tax cases.  However the patent office will only allow the applicant a limited total length for extensions.  And this procrastination will not benefit the applicant if he/she does not file a response during the extension period.

The most effective way to protect the patent is to do what is required to reach the next step in the examination process and that is to file what is called an RCE or a CIP.  Those acronyms represent two processes the first for changing the claims of the patent and the second for adding material to the body of the patent. For more on these steps ask your attorney.

Either approach will buy the inventor another cycle through the patent offices "Office Action"  process.  The better job the inventor and his/her attorney do, the more likely the next step in the process will be an acceptance , not another rejection , but even if what is filed is not of the best quality  and the new application is rejected the specter of abandonment is kept away.

Often the inventor doesn't follow through on an office action because they either don't understand what it means or have no idea what to do next.  The patent attorney can explain options but the decision of what to do rests with the inventor.  That is where BML can help. 

 Don't loose your invention to abandonment due to  inaction . If you are confused and need help deciding what to do,  give us a call.  Also checkout Second Opinion on our website. We are there to help you succeed.  

email  rblazey@businessmetamorphosis.com 

or  give us a call at  (585) 520-3539  

 

ITTr Logo
Government Approval Barriers

One important consideration that effects the value and saleability of a patent is the need for government approvals.  While this problem is most common and visible in the case of drugs and medical devices it also occurs in other areas.  For example , veterinary products often require USDA approval, and various kinds of chemical products often require approval from the EPA. Some safety products require approval from organizations like Underwriters laboratories

This issue is important enough that we have made it a question in our ROTH patent analysis.   What a prospective buyer or licensee needs to know is whether the inventor/designer has taken the necessary steps to get government approval and how far along in the process he/she is.

Some government approvals like FDA can be unbelievably costly  and time consuming.  I've heard it said that the approval cost for a new drug is over one Billion dollars.

For that reason the drug companies have evolved a pipeline process where smaller and startup companies only take a new drug through the earlier phases of the FDA approval process and if successful pass the drug on to bigger producers with deeper pockets for the later stages of the clinical trials.

The first question an inventor should ask is what kind of approval do I need and from whom.  Then  its necessary to find the rule book to describe what is required.

I once participated in an FDA monitored clinical trial, and the clinical trial protocol was in an instruction binder that was quite literally 6 inches thick.  In the case of FDA approvals it is often worthwhile to contact an expert.  There are people who specialize in this task. The best and most expensive have offices both in major cities and also in Washington DC.  

But in most cases you don't have to go to the extreme of hiring an expert compliance firm.  You can learn a lot simply by reading the materials that are available and checking the Internet.

The important thing to show prospective purchasers is that you have looked into these government approval barriers  and know what is going to be required to get approvals for your invention. 
 
If your invention is attractive enough to the buyer they may pay for the approvals. What you want to do is reduce the uncertainty around this issue.   

And if you need more help, just ask us. ITTr is  there to help you market your invention to the best buyer at the best price.



For more information write to rblazey@ittrifecta.com or call (585) 520-3539

Penguin Logo
Defining Market Spaces
(using VOC)

Peter Drucker says that one of the first questions an entrepreneur should ask , is "Who is my customer"?  Often an entrepreneur will have a vague  idea of who his/her product might appeal to which includes several different demographics/geographics if the product is Business to Consumer and industry groups if the product is Business to Business.

One customer that Penguin worked with had identified five  different categories of businesses that he thought would be attracted to his product.  However this was just an assumption and it needed to be tested.

The product we studied was scheduling software for service organizations such as tradespeople.  The inventor who was in the software business, thought that IT companies would be  his prime targets.   He also considered appliance service , auto service  and other similar groups.

When he hired Penguin,  we created calling lists for each of the groups he had identified.  We found phone numbers for same number of people in each group and then we called them.

The result surprised our customer.  He had thought that IT people would like his invention the most.  He was wrong.  They hated it because they said they could do that work better  themselves.   The auto service people were much more interested.  He even got some invitations to talk to them.

The script we used was created in cooperation with our client  and encouraged the respondent to volunteer information, not just answer yes or no 
or choose a, b or c.  This "Voice of the Customer"  method often produces results unexpected by the client.

One example, from a marketing guru, is the person whose wife used a bookstore 25 miles from her house when there were many bookstores much more conveniently located.  

When he asked her WHY  she responded that the store she choose had the best Carrot cake in town.   You can be pretty sure that if the store was surveying its customers it wasn't asking about Carrot cake, but a VOC survey might have found that out.

So if you want to know what your prospective customers really think about your new or existing products or services, give Penguin  a call. We can setup a VOC survey to help you find out.

to rblazey@rochester.rr.com or
 visit our website at www.opportunity-associates.com
 
or call us at (585) 520-3539

We appreciate your responses to our newsletters.  Please send us your comments.  We are always interested in what you want to know.  See the New Letters to the Editor link in the block below
 
Sincerely,
 

Richard Blazey
Business Metamorphosis LLC

Comments and Letters to the Editor

 

To Readers of the BML Newsletter:

 

Many of you have wished to comment on articles in the newsletter and up until now there has been no mechanism to do so.  Now if you wish to comment you can just reply to this article.  Please mention the issue of the Newsletter (Month, Yr) and the title of the article you are commenting on.  Add your name if you wish

 

Best Regards,

 

Dick Blazey

 




 

Disclaimer

 
Please realize that this newsletter contains only our opinions on patent matters.  We are not authorized to give legal advice.  If you are seeking such advice please contact an attorney.
 

 

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