NIBA Industry Alert: FINRA NTM 11-44 Comment PeriodValues of DPP/PNTREIT on Customer Account Statements
September 30, 2011

As expected, FINRA has released NTM 11-44 for comments. Please submit your questions and comments to NIBA via email to by Friday, October 7.  Questions and comments will be organized for redistribution back to the committee. 

Click hereto Read Regulatory Notice 11-44 

Michael Fugler, NIBA Advisory Committee Chairman

Jim Hock, NIBA Co-Chairman

Erick Paulson, NIBA Co-Chairman

Emily Foshee, Executive Director
National Investment Banking Association