NIBA Industry Alert: FINRA NTM 11-44 Comment PeriodValues of DPP/PNTREIT on Customer Account Statements
September 30, 2011

As expected, FINRA has released NTM 11-44 for comments. Please submit your questions and comments to NIBA via email to emily@nibanet.org by Friday, October 7.  Questions and comments will be organized for redistribution back to the committee. 

Click hereto Read Regulatory Notice 11-44 
Sincerely,

Michael Fugler, NIBA Advisory Committee Chairman

Jim Hock, NIBA Co-Chairman

Erick Paulson, NIBA Co-Chairman

Emily Foshee, Executive Director
National Investment Banking Association