T H E  R I S K  C O M M U N I C A T O R

The Monthly Newsletter of the
Security Analysis and Risk Management Association

October 2011
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In This Issue
Annual Conference Highlights: Exploring MSRAM
RMIA's Upcoming Conference In Melbourne
Baker: Preparing For EMP And Solar Storms
Reports: Continuity of the Courts; Do Natural Disasters Incite Terror? And More
Jobs: New Positions At ABS and DHS
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The views expressed in The Risk Communicator reflect the views of their authors, and do not neccesarily reflect the views of SARMA, the US Government or the employers or clients of the contributors.
President's Corner

Dear Fellow SARMA Members,

In the last several installments of The Risk Communicator, I have written about SARMA's views on Presidential Policy Directive (PPD) 8 and other related developments. I can assure you that we will continue to actively engage with the nation's policy-makers on these issues in the months ahead in an effort to ensure that an important opportunity to implement a common risk management framework for our national preparedness efforts is not lost. However, I also do not want to miss the opportunity to update you on some exciting changes taking place behind the scenes at SARMA.

 

I am pleased to announce that Paula Copperthite and Laura Johnson will be joining SARMA in November as Director of Memberships and Outreach and Director of Conferences and Events, respectively. Paula and Laura each bring decades of experience successfully managing association business and will assist our Executive Director, John Boatman, in further developing this important area of our operations. In their initial endeavors, Paula will focus on growing our base of active members. To equip Paula and the Association to better handle both new memberships and annual renewals, I am also pleased to announce that we are actively exploring a new package of association management software and expect to make an investment there in the coming months. Likewise, Laura will initially focus on building on the momentum generated by our recent Annual Conference to develop a robust schedule of events for 2012. Some ideas currently being explored include networking meetings, training workshops, job fairs, policy forums and webinars.

 

As always, I am very interested to hear your thoughts -- both about how we can improve member services, as well as the type and nature of the events you would like to see SARMA host in the future. I know John, Paula and Laura join me in this. To share your thoughts, please email us at membership@sarma.org.

 

My best,

 

Kerry

 

 

Kerry L. Thomas

President

 

Conference Report: MSRAM
SARMA's 5th Annual Conference, held in September at George Mason University School of Law's Center for Infrastructure Protection and Homeland Security, marked the continuation of a growing tradition of insightful exchanges, though-provoking keynote addresses, and valuable opportunities for professional networking.

Each year, following the conference, The Risk Communicator highlights some of the key panel discussions and speeches from the conference. This month, we take a closer look at the U.S. Coast Guard's Maritime Security Risk Analysis Model (MSRAM) program, one of the most dynamic and promising risk assessment tools to emerge since 9/11.

Panel participants: Commander Brady Downs, Deputy Chief, Port Security Evaluations Division, USCG; Jeff Fuller of ABS Consulting; and Mark Lepofsky of Virtual Risk Technology. 


Brady Downs, the current Deputy Staff Director of the National Maritime Domain Awareness Coordination Office (as well as a recipient of SARMA's 2011 Edward J. Jopeck Founder's Award), began the presentation by describing MSRAM's evolution out of the Coast Guard's Port Security Risk Assessment Tool (PSRAT) program. PSRAT, which was created after 9/11 as a manageable risk management tool, was a good start, CDR Downs explained, but was limited because it kept threat and vulnerability metrics constant and could only create generate a consequence-based lists of assets to protect.

MSRAM took this effort a major step forward by focusing on "providing leaders at all levels of command with risk analysis and risk management decision support for all terrorism threats in the maritime domain." The objective, CDR Downs explained, is to be able to support both tactical decisions at the field level and operational and strategic decisions by "rolling up field level risk assessments to portray risk density of targets at the sector, district, area, and headquarters level."

The result is a program that is integrated up and down the level of command. As with other risk assessment models, the threat component is a key element of MSRAM and is done by the Coast Guard Intelligence Coordination Center. But, as Jeff Fuller, Senior Security Risk Analyst at ABS Consulting, noted, the program relies on multiple review levels that use local and area maritime security committees comprised of port partners and Coast Guard sector commanders. This bottom up process, Mr. Fuller explained, gets buy-in at the local level, which makes the program truly effective.

All three participants emphasized the deep technical sophistication of the data set behind MSRAM, which marries detailed risk assessment databases with GIS visualization tools. Beginning in 2006 with 18,862 targets and 16,599 scenarios, MSRAM now contains 28,319 targets and 85,259 scenarios, with each target assessed against standardized attack methods to maintain consistency of analysis (a boat bomb, for instance, is assigned a certain level of equivalent TNT.) This detailed level of data also brings clarity to budgeting issues because any proposed cut to Coast Guard funding can be translated into the amount of risk planners will have to accept in exchange.

Dr. Mark Lepovsky, Vice President at Visual Risk Technologies, provided an overview of the key visualization component of MSRAM. Previous efforts, he noted, required "looking at something inherently spatial but looking at it in a spreadsheet." In the MSRAM system, every target type is laid out on a GIS map with an icon colored based on risk risk. A visual system, Dr. Lepovsky noted, solves a number of tabular problems, including errors that would creep in when unconfirmed geographic coordinates were entered into risk management systems. Geospatial mapping also opens up a number of promising avenues, such as evaluating breach stand-off distances for different containers, as well as paths for vessels and barges and the general integration of ship movements to minimize risks.
 

Events
8th Annual RMIA Conference

The Risk Management Institution of Australasia (RMIA) will be holding its annual conference 20-22 November 2011 in Melbourne, Australia. As in years past, the event promises to offer insightful and groundbreaking discussion of risk management and security analysis, with lectures and roundtables from the industry's leading professionals. Highlights include:
  • CPRM masterclass: climate change & managing the implementation of the Australian Government's carbon tax.
  • Corporate risk managers roundtable.
  • Risk policy forum on Australian & international standards, policies & guidelines.
  • Chief Risk Officer forum: the major challenges facing Chief Risk Officers -- what keeps them awake at night?
  • Insurance market update: does the insurance market have the capability to fund future business needs?
  • Young risk professionals forum.
  • Women in risk management forum.
For more information, please visit the RMIA Conference website.


,Analysis
Risk-Based Critical Infrastructure Priorities For EMP And Solar Storms  
By George H. Baker 

 

Two electromagnetic phenomena have the potential to create continental-scale disasters. The first, nuclear electromagnetic pulse (EMP), results from a nuclear detonation high above the tropopause. The second, a major solar storm, or "solar tsunami" occurs naturally when an intense wave of charged particles from the sun perturbs the earth's magnetic field. Both phenomena can debilitate electrical and electronic systems necessary for the operation of infrastructure systems and services.

 

Infrastructure systems comprised of long-line conductor networks are the most vulnerable to both effects. Susceptible networks include the electric power grid, land-line communications, and interstate pipelines. Effects on these networks will cascade to most other infrastructures. Smaller, self-contained, self-powered infrastructure systems are also vulnerable, but only to EMP and to a lesser degree than long-line networks.

 

In the case of high altitude nuclear bursts, three main phenomena come into play, each with distinct associated system effects:    

 

The first, a "prompt" EMP field, referred to as E1, is created by gamma ray interaction with stratospheric air molecules. It peaks at tens of kilovolts per meter in a few nanoseconds, and lasts for a few hundred nanoseconds. E1's broad-band power spectrum (frequency content in the 10s - 100s of megahertz) enables it to couple to electrical and electronic systems in general. Induced currents range into the 1000s of amperes. Exposed systems may be upset or permanently damaged.

 

The second phenomenon, late-time EMP, referred to as magnetohydrodynamic (MHD) EMP or E3, is caused by distortion of the earth's magnetic field lines due to the expanding nuclear fireball and ionized layers of the ionosphere. Currents of 100s-1000s of amperes are inducted in long conducting lines (a few kilometers or greater) that damage power grid components as well as connected systems. Long-line communication systems are also affected, including copper as well as fiber-optic lines with repeaters. Transoceanic cables are a prime example of the latter.  

 

The third effect is caused by ionization of the upper atmosphere, leading to interference with normal radio wave propagation and reflection behavior for tens of hours in the HF, VHF, UHF and GPS transmission bands.    

 

Solar storm effects result from large excursions in the flux levels of charged particles from the sun and their interactions with Earth's magnetic field and upper atmosphere. Two effects are present: first, perturbation of Earth's magnetic field, similar to MHD EMP, that generates overvoltages in long-line systems over large regions of the earth's surface affecting electric power and communication transmission networks; and second, ionization of the upper atmosphere, similar to MHD EMP, leading to interference with HF, VHF, UHF, and GPS signals. For typical solar storms, these effects last for around 30 hours.

 

The Congressional EMP Commission has made a compelling case for protection of critical infrastructure.[1] Its conclusions and recommendations apply to both nuclear and solar effects. However, because its charter forced a broad approach, the Commission wrestled with focus. While recognizing the impossibility of protecting all exposed critical infrastructures, the Commission report was not prescriptive in terms of protection priorities. One reason why a U.S. protection program has yet to be initiated is that policy makers continue to wrestle with the question of where to begin, given DHS' list of 18 critical infrastructure sectors.

 

DHS is pursuing a "risk-based" prioritization approach in developing general protection programs. Such an approach is helpful in developing an EMP/solar storm threat protection program as well. A commonly used equation for calculating risk (R) is R = E x V x C, where E represents probability of system exposure to the threat, V represents system vulnerability, and C represents system criticality. The EMP/solar storm "exposure factor" is similar for all civilian infrastructures due to the effects' seamless continental-scale coverage. Thus, vulnerability and criticality become the sole determinant factors for risk.   

  

A simple risk-based prioritization exercise conducted by the author is instructive using the following vulnerability and criticality criteria:

 

       EMP/Solar Storm Vulnerability Criteria (V)

  • Does the infrastructure function require connection to long conducting lines and/or networks?
  • Does the infrastructure depend on digital electronic control systems?
  • Are manual work-around procedures available to perform the infrastructure's function?
  • What is the time needed to reconstitute the system?
  • How difficult is it to protect the system?   

        EMP/Solar Storm Criticality Criteria (C)

  • How many other infrastructures would fail should this infrastructure be debilitated?
  • What is the immediacy of effects on services provided?
  • How many human casualties would occur?
  • How big is the economic impact?
  • Is this infrastructure necessary to enable the repair and recovery of other infrastructures post-attack?

The exercise used a scale of 1-3 to score the overall vulnerability and criticality of each infrastructure sector, with 3 being the most vulnerable/critical and 1 being the least. The risk values thus ranged from 1-9. Figure 1 below plots the results:

 

  Bkaer2
Figure 1: EMP/Solar Storm Risk-Priority Values for Critical Infrastructures
                

 A sobering conclusion from this simple exercise is that our most critical infrastructures (Energy and Information/Communications) are also the most vulnerable to EMP/solar storm threats. Debilitation of the electric power portion of the energy infrastructure and the information/ communication infrastructure pose the highest risks to society in EMP/solar storm scenarios.

 

By way of encouragement, we know how to protect systems against wide-area electromagnetic effects. EMP protection has been implemented by DoD on a host of systems. Because of their northerly latitudes, the electric industries in Great Britain, Canada, and the Scandinavian countries have experienced severe solar storm effects and have developed effective countermeasures.

 

Recognizing that significant portions of the U.S. grid are likely to fail in an EMP or major solar storm event, it will be important to expand provision of back-up power systems for basic life functions. This is a lesson learned from our Hurricane Katrina experience.[2] Additional provision of emergency generators is needed for water supply systems, gas stations, food stores, and pharmacies. Emergency generator protection is relatively easy to implement and test.

 

EMP and solar storm currents are known to damage transformers within the electric grid. These components are expensive and the largest of these are no longer manufactured in the U.S., requiring months to years to replace. Installation of resistors in the neutral to ground conductors of large electrical distribution transformers will significantly reduce the probability of damage from solar storms and MHD EMP. E1 overvoltage protection is achievable by installing common metal-oxide varistors (MOVs).

 

EMP protection methods for communication and control facilities have been developed and implemented by DoD since the 1960s and are well documented.[3] The cost of EMP protection for communication facilities ranges from 2-5% of total costs if incorporated in the initial facility design phase. Emergency communication facilities are a good place to start to demonstrate the feasibility and cost-effectiveness of electromagnetic protection. Including EMP/solar storm protection in fire codes (viz. NFPA 1221 and NFPA 1600) would be helpful.

 

In summary, the huge geographic coverage and ubiquitous system effects of EMP and major solar storms beg the question of where to begin a national protection program. We must be clever in deciding where to invest limited resources. Based on simple risk analysis, the electric power and communication infrastructures emerge as both the most vulnerable to EMP and the most critical infrastructures, and thus the highest priority for EMP/solar storm protection. Protection of a limited set of high-risk infrastructures will go a long way in lessening the societal impact.  

 

In the case of electric power, protecting the large distribution transformers and expanding the provision of emergency generators for critical systems will improve the survivability of multiple other interdependent infrastructures. For communication systems, protection of emergency communication centers and interoperable mobile and handheld communication systems are useful first steps. Pilot programs to demonstrate wide-area electromagnetic protection engineering for the highest risk infrastructures would pave the way for a comprehensive effort to address critical national infrastructures. Recent Congressional[4], FERC[5] and NERC[6] initiatives will hopefully spur progress.

 

Dr. George H. Baker is Professor of Applied Science at James Madison University and serves as Technical Director of the University's Institute for Infrastructure and Information Assurance (IIIA). He is involved in consulting with industry and government in the areas of critical infrastructure assurance, high power electromagnetics, and nuclear/directed-energy weapon effects including vulnerability assessments of major communication facilities. He is the former director of the Defense Threat Reduction Agency's Springfield Research Facility (SRF) responsible for assessing and protecting critical federal facilities and mobile systems. 

 

 

Work Cited:

1. W. Graham et al., Report of the Commission to Assess the Threat to the United States from Electromagnetic Pulse (EMP) Attack, Volume 1: Executive Report, 2004.
2. Cascading Infrastructure Failures: Avoidance and Response, James Madison University/National Academies' Federal Facilities Council Homeland Security Symposium Proceedings, 2007, pp. 19-31.
3. MIL-STD-188-125-1, MIL-STD-188-125-2, MIL-HDBK-423.
4. Shield Act, H.R. 668.
5. High-Impact, Low-Frequency Event Risk to the North American Bulk Power System, June 2010.
6. Severe Space Weather Events: Societal and Economic Impacts, North American Electric Reliability Council, August 2009.

 

 

Key Reports

 
Continuity Of Government Commission: The Supreme Court

In the third of a series of advisory reports concerning decapitating attacks on the branches of the federal government, the Continuity of Government Commission "lays out some of the difficulties that would follow an attack on the Court and makes recommendations for reforms that would allow us to reconstitute the Court under some of the most difficult circumstances."

Get the report

RAND: Do Natural Disasters Incite Terror?

A new working paper from RAND examines whether natural disasters create weaknesses that terrorist groups could exploit and finds that "on average, an increase in deaths from natural disasters of 25,000 leads to an increase in the following year of approximately 33 percent in the number of deaths from terrorism."

Get the report

HSPI: Operationalizing Resilience

A new report from the George Washington University Homeland Security Policy Institute recommends that policymaker "harmonize and integrate the planning frameworks in the National Preparedness System called for by PPD-8 at both the Federal interagency and State and local levels of government using a systems-based approach."  

Get the report


Jobs
ABS Consulting: Junior Analyst

ABS is seeking a talented young professional to provide technical and management consulting services to the Federal Government, specifically in the area of homeland security risk analysis. Tasks focus primarily on methodology development, metrics design, qualitative and quantitative analysis, and risk modeling.  

Read the notice

ABS Consulting: Junior Risk Analyst

ABS is seeking a talented young professional to provide technical and management consulting services to the Federal Government, specifically in the area of homeland security risk analysis.  Tasks focus primarily on methodology development, metrics design, qualitative and quantitative analysis, and risk modeling.

Read the notice

ABS Consulting: Risk Analyst

ABS is seeking a talented young professional to provide technical and management consulting services to the Federal Government, specifically in the area of homeland security risk analysis.  Tasks focus primarily on methodology development, metrics design, qualitative and quantitative analysis, and risk modeling.

Read the notice

ABS Consulting: Risk Consultant

ABS is seeking a talented young professional to provide technical and management consulting services to the Federal Government, specifically in the area of homeland security risk analysis.  Tasks focus primarily on methodology development, metrics design, qualitative and quantitative analysis, and risk modeling.

Read the notice

DHS: Operations Research Analyst

 

DHS National Protection and Programs Directorate is seeking applicants to provide technical support and subject matter expertise for execution of strategic quantitative risk assessments. Responsibilities include developing tailored risk and decision analytics, support tools and technical assistance; advancing risk and decision analytics, support tools and technical assistance, and promoting effective homeland security risk communications and enhance risk communications techniques.

  

  

Visual Risk Technologies: Safety and Security Risk Consultant

 

Visual Risk Technologies is seeking applicants to contribute to the firm's creative approaches and proven software solutions that are in use by a variety of corporate and government clients in the homeland security, transportation, energy, and chemical industries. The position will provide expert guidance to technical staff and conduct independent research and analysis culminating in written reports and oral presentations.

  

FEMA: Program Analyst

 

FEMA is seeking applicants to, among other tasks, conduct research and performs analytical tasks for risk analysis, risk management, and critical infrastructure protection initiatives and programs. The successful applicant will also provide assistance for obtaining, analyzing, and processing data related to critical infrastructure and all-hazards risk in support of assessments and analyses.
   
Read the notice 
 

CFATS: Senior Cyber Security Consultant 

 

The Senior Cyber Security Consultant will provide chemical security analyses of vulnerability assessments and security plans for chemical facilities. Consultant will assist government client with review and analysis of information submitted by chemical facilities. The successful candidate will assist with review and analysis of information submitted by regulated facilities for completeness and consistency. This includes cyber security analysis pertaining to identification and description of computer or cyber systems related to operations, process control, or security.

  

  

CFATS: Chemical Facility Physical Security Consultant

 

A Chemical Facility Security Consultant will provide physical security, chemical security, and/or cyber security analyses of vulnerability assessments and security plans for chemical facilities regulated by the Department of Homeland Security.  Consultant will assist DHS or other government clients with review and analysis of information submitted by chemical facilities. The job responsibilities will include: (1) evaluation of existing and planned security measures, practices, and plans; (2) evaluation of vulnerabilities; (3) evaluation of risk management practices; (4) participation in coordination meetings and conference calls; and (5) documentation of assessment results (in formal reports, briefings, and white papers).   

  

  

CFATS: Senior Chemical Security Consultant

 

The Senior Chemical Security Consultant will provide chemical security analyses of vulnerability assessments and security plans for chemical facilities regulated by the Department of Homeland Security.  Consultant will assist DHS or other government clients with review and analysis of information submitted by chemical facilities. The successful candidate will assist DHS with review and analysis of information submitted by regulated facilities for completeness and consistency.  

  

  

CFATS: Cyber Security Consultant

 

A Cyber Security Consultant will provide chemical security analyses of vulnerability assessments and security plans for chemical facilities regulated by the Department of Homeland Security.  Under the direction of a Senior Cyber Security Consultant, a Cyber Security Consultant will assist DHS or other government clients with review and analysis of information submitted by chemical facilities. The successful candidate will assist DHS with review and analysis of information submitted by regulated facilities for completeness and consistency. This includes cyber security analysis pertaining to identification and description of computer or cyber systems related to operations, process control, or security.

  

  

CFATS: Senior Physical Security Consultant  

 

A Senior Physical Security Consultant will provide physical security analyses of vulnerability assessments and security plans for chemical facilities regulated by the Department of Homeland Security.  Consultant will assist DHS or other government clients with review and analysis of information submitted by chemical facilities. The successful candidate will assist DHS with review and analysis of information submitted by regulated facilities for completeness and consistency. The Physical Security consultant will review designs and security programs and evaluate existing security countermeasures and practices.

  

Read the notice  

  

Security Management Resources: Petroleum Security Advisor 

 

Provide security advice and support to ensure the security of the people, operations and facilities of the global Petroleum organization. This role will proactively support the Petroleum Security Manager in the implementation of security strategies with particular focus on emerging threats, security incident management, development of security procedures in new locations, and security reviews for established operations.

 

Read the notice